Blog

We provide our subscribers and followers a regular blog. Our posts give our readers advice, tips, and thought leadership. All the views expressed are our own which are informed from our own experiences as well as your feedback and insights. There are always other, often different perspectives, which we welcome so please do add your comments, likes and shares.

a day ago
3 min

Could FCA supervision be changing this year?

We discuss the impact of the independent reviews of FCA’s regulation of London Capital & Finance plc and Connaught on FCA’s supervision

Jan 13
2 min

Use it or Lose it: The FCA’s tougher new line on unused permissions

The FCA is taking a tough stance where firm’s are not using their regulatory permissions following the review of London Capital and Finance.

Jan 6
6 min

What to Expect in 2021

We start our 2021 blog with the top 12 areas where we are expecting regulatory focus in 2021.

Dec 22, 2020
1 min

Merry Christmas and thank you from LC

As we approach the end of what continues to be a strange and challenging year, we wanted to take this opportunity in our final blog of 2020

Dec 16, 2020
6 min

FX Spot: Regulated or Unregulated? (Myth or does it even matter?)

This article explains my view that in many of the areas that matter, and particularly in the UK, the FX spot market is de facto regulated

120

Dec 9, 2020
5 min

The Brexit Clock is Ticking Loudly – Are You Ready? Five areas to consider.

The United Kingdom is scheduled to exit the transitional period at 11pm on 31st December, this will have very significant impacts for the UK

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