-Welcome to the LC podcastWe are delighted to announce the Leaman Crellin Podcast, featuring short discussions of current topics in the regulatory compliance space.
-Is Consumer Duty teeing up for something bigger ahead?This article discusses whether the FCA’s new Consumer Duty be used as a foundation for future regulations.
-We're Growing and Expanding Our Coverage!I am delighted to share some exciting news with you. Our firm has expanded its team of experts, and I am thrilled to announce that we...
-Isn’t Consumer Duty just TCF in another name?Surely the Consumer Duty is just TCF in another name, that doesn't change anything, or is it?
-Markets monitoring: joining the dotsThis article looks at FCAs recent fines of brokers whose businesses have been used by their clients to facilitate financial crime.
-Strong Product GovernanceWe've had several requests for an article on product governance, here it is
-7 tips to enhance your Market Abuse Risk Assessment In this article we provide some tips on what you should be considering as you refresh your own market abuse risk assessment.
-Eye of the tiger: rising up to the post-Brexit challengeThis article distils the recommendations from the recent report by the Taskforce on Innovation, Growth and Regulatory Reform (TIGRR)
-The client is not always right: recent fx derivatives mis-selling casesA compliance perspective on the mis-selling allegations against BNP Paribas and Deutsche Bank.
-How do you know you got SMCR right?Was your SMCR implementation a success? Here's our top five areas to check
-Regulatory jurisdiction over global websitesThis blog looks at FCA action against a non-UK firm that was using its UK licence & a global website to draw customers to its CFD platform
-Are you meeting Threshold Conditions?To become, and remain, authorised regulated firms must meet Threshold Conditions at all times. This article looks at some trends and changes
-Relating to a data driven supervisorThis article considers the FCA’s desired new supervisory world which is driven by data.
-Financial Promotions in a Digital AgeIn this article we look at the online harms bill and the FCA concerns about the scope of that bill.
