Deepening your understanding of complex areas of regulation and best practice standards
CASS, the FCA's Clients Assets Sourcebook is a cornerstone of the FCA's regulatory regime and sits alongside financial crime in terms of the priority FCA attaches to the regime. The circa 900 lines of rules that make up the regime are predominately about operations.
The very nature of protecting what belongs to clients means there is zero tolerance of any rule breaches. This creates an imperative to get CASS Compliance right and to set yourself up for success.
Below are details of the suggested curriculum for our more popular courses on CASS. To obtain prices and availability please complete our speaker request form.