CONSULTANCY

Helping you meet your regulators expectations

As ex-regulators we help you meet your regulators expectations. We provide bespoke solutions tailored to the size of your firm, and sector you operate in, advising on Handbook requirements.

We have broad and extensive experience across a range of markets from FX to private banking. From relationship management and sales to regulation and banking.

 

We generally specialise in topics that are time consuming or too technical to keep up to date day-to-day. 

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Supporting you when you have, or need, the regulators attention such as through investigations, thematic reviews, onsite inspections, interviews with the regulator

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Providing you with advice on technical areas such as outsourcing, SMCR, protection of clients assets, market conduct, and, industry codes