Conflicts of Interest
Deepening your understanding of complex areas of regulation and best practice standards
The management of conflicts of interest has always been one of the key principles that underpins integrity of markets and the financial services industry. Principle 8 of the Principles for Businesses makes it a fundamental obligation of FCA regulated firms.
There has been an increasing focus on conflicts of interest and how effective firms management of conflicts with supervisory deep dives becoming more and more commonplace.
Below are details of the suggested curriculum for our more popular courses on conflicts of interest. To obtain prices and availability please complete our training request form.