Conflicts of Interest

The management of conflicts of interest has always been one of the key principles that underpins integrity of markets and the financial services industry. Principle 8 of the Principles for Businesses makes it a fundamental obligation of FCA regulated firms.

There has been an increasing focus on conflicts of interest and how effective firms management of conflicts with supervisory deep dives becoming more and more commonplace.

Our courses on conflicts of interest are all available to book online today.

Introduction to Conflicts of Interest

Our Conflicts of Interest course provides practical guidance on compliance and best practice, as well as an introduction to conflicts of interest and regulatory requirements.

Price £

195

+VAT

Duration

90 minutes

Course Outline

Managing Conflicts

Our managing conflicts course provides financial services staff with a comprehensive understanding of conflicts of interest and how to manage them effectively.
You will refresh your knowledge of existing framework for managing conflicts of interest.
Gain some practical tools and techniques for identifying and managing conflicts of interest in a compliant and ethical manner.
Build the knowledge and skills to maintain best practice in managing conflicts of interest.

Price £

195

+VAT

Duration

90 minutes

Course Outline

Payment for Order Flow

Gain an overview of Payment for Order Flow (PFOF) and the regulatory landscape surrounding it.
Explore the concept of conflicts of interest that arise from PFOF and examine when such conflicts may not exist.
Follow some practical steps towards compliance and best practices related to PFOF.

Price £

195

+VAT

Duration

90 minutes

Course Outline