We can run this course inhouse or privately just for you and your colleagues.
Please submit a training request to check availability and prices.
About the Course
Gain an overview of Payment for Order Flow (PFOF) and the regulatory landscape surrounding it.
Explore the concept of conflicts of interest that arise from PFOF and examine when such conflicts may not exist.
Follow some practical steps towards compliance and best practices related to PFOF.
Gain an understanding of Payment for Order Flow (PFOF) & conflicts of interest in the UK markets. Learn regulatory perspectives, best practices & compliance steps.
Learning Outcomes
By the end of this training course, participants will be able to:
Provide an overview of Payment for Order Flow (PFOF) and the regulatory landscape surrounding it.
Explore the concept of conflicts of interest that arise from PFOF and examine when such conflicts may not exist.
Take practical steps towards compliance and best practices related to PFOF.
Course Outline
Our short training course is designed to provide a comprehensive overview of Payment for Order Flow (PFOF) and conflicts of interest surrounding it in the UK markets.
The course begins by introducing the concept of PFOF and its historical background, followed by an examination of the regulatory perspectives surrounding it.
We will explore how conflicts of interest arise in PFOF and when such conflicts may not exist. Finally, the course will provide practical steps towards compliance and best practices related to PFOF.
By the end of the course, participants will have gained a thorough understanding of PFOF and the regulatory landscape surrounding it, as well as valuable insights into best practices and compliance measures to help them navigate this complex area of the financial industry.
Required Knowledge and Skills
The course is suitable for anyone in the financial services industry. This course can be adapted so that it specifically addresses individuals working in specific financial services ing roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.
About Your Trainer
Raj Rajani
Rajeshri is a Fellow Chartered Accountant with experience in Forensic Accounting and Expert Witness work in fraud and financial crime. Raj has worked on highly complex criminal cases with the FCA and SFO, as well as firm and individual regulatory miscondu