Learning Outcomes
By the end of this training course, participants will be able to:
Provide an overview of Payment for Order Flow (PFOF) and the regulatory landscape surrounding it.
Explore the concept of conflicts of interest that arise from PFOF and examine when such conflicts may not exist.
Take practical steps towards compliance and best practices related to PFOF.
Required Knowledge and Skills
The course is suitable for anyone in the financial services industry. This course can be adapted so that it specifically addresses individuals working in specific financial services ing roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.
About the Course
Gain an overview of Payment for Order Flow (PFOF) and the regulatory landscape surrounding it.
Explore the concept of conflicts of interest that arise from PFOF and examine when such conflicts may not exist.
Follow some practical steps towards compliance and best practices related to PFOF.
Duration
90 minutes