SMCR TRAINING

SMCR for Beginners

This SMCR training course provides an introduction to the three regimes that make up the Individual Accountability Regime known as the SMCR, regulatory requirements, key processes, and how to manage breaches. It's suitable for those who are new to SMCR or need a refresher.

SMCR for Support Functions

This SMCR training course for Legal, Compliance, Monitoring, Audit staff explains the regulator's objectives, the role of three lines of defence, and how support functions can help with SMCR compliance. It also covers lessons learned from enforcement action and top tips for monitoring or auditing SMCR.

Taking on a Senior Manager Function

This course is designed for individuals who are taking on a Senior Manager Function who need bespoke one-to-one training to gain a deep understanding of the regime, manage your risks, and succeed in your role.

Taking on a Certification Function

This course is designed for individuals who are taking on a Certification Function who need training to gain a deeper understanding of the regime, manage your risks, and succeed in your role.

The Conduct Rules

Complying with the PRA and FCA Conduct Rules is crucial. This course explains the rules, principles of good conduct, consequences of breach, and uses case studies to ensure learners are equipped to meet regulatory obligations.