MARKET ABUSE TRAINING

Observing proper standards of market conduct is crucial as it supports trust amongst market participants and enhances the integrity of markets. Preventing, detecting and punishing market abuse is a high priority for most regulators, particularly the FCA in the UK.

We provide a wide range of training on aspects of market conduct, including recognised industry codes which you can book online.

Introduction to Market Abuse

Learn about the UK's market abuse regime and how it affects investment professionals. Explore the types of offences and the sanctions for committing them.

Price £

175

+VAT

Duration

90 minutes

Course Outline

Market Abuse Regulations (MAR) Refresher

This interactive refresher course equips financial professionals with the latest market abuse regulations and supervisory expectations. We'll explore recent trends, delve into the Market Abuse Regulation (MAR) requirements, and provide a practical risk assessment workshop.

Price £

285

+VAT

Duration

Half day (3 hours)

Course Outline

Managing and Mitigating Market Abuse Risks

This training course provides investment professionals with the key techniques for managing and mitigating against market abuse risks, including conflicts of interest, information walls, market soundings, market colour, and execution risks.

Price £

365

+VAT

Duration

Half day (3 hours)

Course Outline