We can run this course inhouse or privately just for you and your colleagues.
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About the Course
Learn about the UK's market abuse regime and how it affects investment professionals. Explore the types of offences and the sanctions for committing them.
Learning Outcomes
This training course is designed to equip investment professionals with a thorough understanding of market abuse regulations in the UK. Through a comprehensive introduction, you will gain a clear picture of the relevant regulations and how they directly impact your day-to-day activities. Our course delves into the various types of market abuse offences, providing you with the knowledge and skills to recognise them in practical situations. This includes exploring specific examples and red flags to ensure you can operate within the legal boundaries and uphold ethical conduct.
Course Outline
Market Abuse Offences: Explore the different types of market abuse, including insider dealing and market manipulation, and learn how to identify them in practice. Regulation and Compliance: Understand the relevant regulations, including MAR and the Criminal Justice Act 1993, and the potential sanctions for non-compliance. You'll also gain insight into the role of the FCA.
About Your Trainer
Raj Rajani
Rajeshri isn't your typical trainer. For over 3 decades, she's been a global guardian of market integrity, wielding her expertise as a Chartered Accountant to combat market abuse across borders. From high-profile insider dealing cases to manipulative schemes impacting international markets, Rajeshri has seen it all.
Her experience isn't confined to theory. She's been on the ground, working with international authorities and private firms to untangle complex financial misconduct. Rajeshri has crafted expert reports, interviewed key players, and assembled evidence used in global investigations.
But her skillset goes beyond detective work. Rajeshri has built and led her own successful forensic accounting practice, guiding companies on how to prevent market abuse and protect themselves from financial crime. She's a trusted advisor, helping firms navigate the intricacies of market abuse regulations, not just in the UK, but across the globe.
Now, Rajeshri brings her unparalleled experience to the training room. This isn't a dry lecture on regulations – it's a masterclass informed by real-world battles against market manipulation and insider information misuse. Gain a deep understanding of the latest global threats, practical strategies to mitigate risk, and the insider knowledge to identify red flags before they become international scandals.