Katharine has worked in financial services for over thirty years in insurance claims, giving investment advice, regulation and banking compliance. Katharine has been European Head of Regulatory Compliance at Standard Chartered Bank and spent over a decade at the UK's regulator, the FSA (now FCA in senior policy and supervision roles.
Katharine’s expertise is in technical areas of the rules such as Market Abuse, CASS, SMCR, and Outsourcing. As well as issues that have a broader regulatory focus such as market conduct, non-financial misconduct, conduct risk, operational resilience and consumer duty.
At Leaman Crellin Katharine regularly provides compliance advice to c-suite as well as to front office trading and sales people around the world.