FSMA requires firms to notify their employees about the Conduct Rules and ensure they understand what the Conduct Rules mean for them.
 
Our Conduct Rules Training is a slide pack with a script for the trainer. It includes lots of examples as well as case studies for discussion with delegates.
 
Your digital download includes:
Over 20 slides covering the conduct rules
A script for the trainer
Additional background notes for the trainer
Enforcement case studies covering all six conduct rules
Several case studies for discussion with delegates to illustrate different types of misconduct that may or may not be reportable or notifiable to the regulators
 
A train the trainer session can be booked separately by completing a Training Request.