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NEWS & INSIGHTS
Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance updates, including expert commentary, and insights, data and tips.
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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.
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FEATURED POSTS
Implications Of The New FCA Regulatory Initiatives Grid
The April edition of the FCA's Regulatory Initiatives Grid has been published. Neil Makwana has unpacked a summary of some of the potential impacts.
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Apr 222 min read
4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
At Leaman Crellin we’ve reviewed the FCA's Annual Work Programme for 2025/26 and asked what does it mean for retail investment firms
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Apr 81 min read
4 Key Themes in FCAs 2025/26 Work Plan
Leaman Crellin has identified four key themes in the FCA's Annual Work Programme for 2025/26
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Apr 82 min read
5 New Initiatives from the FCA in 2025
Within its 2025/26 Annual Work Program FCA is introducing several completely new initiatives this year. We’ve picked five highlights to shar
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Apr 81 min read
5 Key Areas of FCA Focus in 2025 for Wealth Managers
Within the FCA's Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key areas of focus for Wealth Managers.
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Apr 82 min read
ALL INSIGHTS
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Navigating 2025 – Regulation beyond tomorrow
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment.
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Nov 27, 2024
E-Communications Surveillance
Check out the latest edition of PIMFA's "Journal", with our Emily Wright where she shares her expertise.
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Jul 10, 2024
Challenges and Solutions in Data Management; a Leaman Crellin Roundtable
Some of our consultants held roundtable discussions on data management in financial services. Key insights are summarized.
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Jan 29, 2024
LC Podcast Management Information and Reporting Data with Emily Wright
Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators
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Jan 24, 2024
LC Podcast Management Information and Reporting Data in Financial Services
This roundtable covers preferred attributes of data:
· Concise and Actionable
· Timely and Relevant
· Outcome-Driven
· Predictive
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Jan 16, 2024
LC Podcast Interrogating and Analysing Data in Financial Services
Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime in
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Jan 4, 2024
LC Podcast Cleansing and Processing Data in Financial Services
Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initi
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Dec 14, 2023
LC Podcast Sourcing and Collecting Data in Financial Services
Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.
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Dec 7, 2023
4 Practical Tips to Tighten eComms Controls
Recent fines for record-keeping failures mean firms should optimize usage of tools, revisit policies, and foster internal collaboration.
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Aug 14, 2023
Markets monitoring: joining the dots
This article looks at FCAs recent fines of brokers whose businesses have been used by their clients to facilitate financial crime.
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Nov 15, 2021
7 tips to enhance your Market Abuse Risk Assessment
In this article we provide some tips on what you should be considering as you refresh your own market abuse risk assessment.
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Jun 30, 2021
The client is not always right: recent fx derivatives mis-selling cases
A compliance perspective on the mis-selling allegations against BNP Paribas and Deutsche Bank.
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Jun 16, 2021
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