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NEWS & INSIGHTS
Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance themes, including expert commentary, and insights, data and tips.
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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.
FEATURED POSTS


Dec 19, 2024
Behind The Desk Guest Q+A with Nick Evans
Read our latest edition of “behind the desk” where we interview industry leaders with a blend of business insights and fun.


Dec 4, 2024
Behind The Desk Guest Q+A with Fiona Figuera
Read our inaugural edition of “Behind the Desk,” where we interview industry leaders and dive into their experiences with a sprinkle of fun!


Nov 20, 2024
Neil Makwana discusses CASS
Neil Makwana, a CASS and Compliance expert from Leaman Crellin, delivered an insightful presentation at The Broker Club's November event.


Nov 13, 2024
Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman
Latest podcast from LBMA where Grahan Jelf (Compliance Officer at LBMA) sits down with Katharine Leaman for an insightful discussion.
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Navigating 2025 – Regulation beyond tomorrow
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment.


E-Communications Surveillance
Check out the latest edition of PIMFA's "Journal", with our Emily Wright where she shares her expertise.


Challenges and Solutions in Data Management; a Leaman Crellin Roundtable
Some of our consultants held roundtable discussions on data management in financial services. Key insights are summarized.


LC Podcast Management Information and Reporting Data with Emily Wright
Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators


LC Podcast Management Information and Reporting Data in Financial Services
This roundtable covers preferred attributes of data:
· Concise and Actionable
· Timely and Relevant
· Outcome-Driven
· Predictive


LC Podcast Interrogating and Analysing Data in Financial Services
Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime in


LC Podcast Cleansing and Processing Data in Financial Services
Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initi


LC Podcast Sourcing and Collecting Data in Financial Services
Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.


4 Practical Tips to Tighten eComms Controls
Recent fines for record-keeping failures mean firms should optimize usage of tools, revisit policies, and foster internal collaboration.


Markets monitoring: joining the dots
This article looks at FCAs recent fines of brokers whose businesses have been used by their clients to facilitate financial crime.


7 tips to enhance your Market Abuse Risk Assessment
In this article we provide some tips on what you should be considering as you refresh your own market abuse risk assessment.


The client is not always right: recent fx derivatives mis-selling cases
A compliance perspective on the mis-selling allegations against BNP Paribas and Deutsche Bank.
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