NEWS & INSIGHTS

Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance updates, including expert commentary, and insights, data and tips.

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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.

FEATURED POSTS

Implications Of The New FCA Regulatory Initiatives Grid

The April edition of the FCA's Regulatory Initiatives Grid has been published. Neil Makwana has unpacked a summary of some of the potential impacts.

Apr 222 min read

4 Key Areas of FCA Focus in 2025 for Retail Investment Firms

At Leaman Crellin we’ve reviewed the FCA's Annual Work Programme for 2025/26 and asked what does it mean for retail investment firms

Apr 81 min read

4 Key Themes in FCAs 2025/26 Work Plan

Leaman Crellin has identified four key themes in the FCA's Annual Work Programme for 2025/26

Apr 82 min read

5 New Initiatives from the FCA in 2025

Within its 2025/26 Annual Work Program FCA is introducing several completely new initiatives this year. We’ve picked five highlights to shar

Apr 81 min read

5 Key Areas of FCA Focus in 2025 for Wealth Managers

Within the FCA's Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key areas of focus for Wealth Managers.

Apr 82 min read

ALL INSIGHTS

Navigating 2025 – Regulation beyond tomorrow

As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment.

News

Nov 27, 2024

Consumer Duty - Beyond the 31 July deadline

Consumer Duty implementation can be complex and common areas are often overlooked. To help firms we have put together some top tips.

Consumer Duty

Jul 31, 2024

LC Podcast Consumer Duty MI Insights

Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital.

Consumer Duty

Nov 1, 2023

Management Information Insights for Consumer Duty

Zoe Keen brings forth a vital Management Information template and top ten perspective on MI insights for Consumer Duty.

Consumer Duty

Oct 16, 2023

FCA Consumer Duty Two Months on

Two months on, the FCA's Consumer Duty has had a significant impact in the context of the SM&CR. This short article explains how.

Consumer Duty

Oct 11, 2023

Embedding Consumer Duty into business as usual

Zoe Keen focusses on the next step of embedding the Consumer Duty into BAU and the key areas of focus.

Consumer Duty

Oct 2, 2023

Have you checked your Consumer Duty blind spots

Zoe Keen sheds light on the Consumer Duty blind spots that many firms are overlooking. Have you missed them too?

Consumer Duty

Sep 28, 2023

Consumer Duty Actions for SMFs

We provide some sample (non-exhaustive) actions SMFs can take to get them closer to compliance with the Consumer Duty.

SMCR

Aug 15, 2023

Customer’s the Boss; You Face the Risk

An article on SMCR responsibilities under the UK FCA's Consumer Duty.

Consumer Duty

Aug 8, 2023

The FCA’s Latest Consumer Duty Readiness Questions

This post will help firms to reflect on their readiness for the Consumer Duty and identify gaps or areas for improvement.

Consumer Duty

Jun 27, 2023

What happens on 31 July?

With the end of the month approaching fast, we can all be forgiven for focussing on the here and now, and not thinking what happens next?

Consumer Duty

Jun 8, 2023

LC Podcast: The FCA’s Use of Data under the Consumer Duty

Katharine & Daiman continue their discussion of the Consumer Duty and how the FCA is planning to use data.

Consumer Duty

May 31, 2023

NEWS & INSIGHTS

FEATURED POSTS

Implications Of The New FCA Regulatory Initiatives Grid

4 Key Areas of FCA Focus in 2025 for Retail Investment Firms

4 Key Themes in FCAs 2025/26 Work Plan

5 New Initiatives from the FCA in 2025

5 Key Areas of FCA Focus in 2025 for Wealth Managers

ALL INSIGHTS

Navigating 2025 – Regulation beyond tomorrow

Consumer Duty - Beyond the 31 July deadline

LC Podcast Consumer Duty MI Insights

Management Information Insights for Consumer Duty

FCA Consumer Duty Two Months on

Embedding Consumer Duty into business as usual

Have you checked your Consumer Duty blind spots

Consumer Duty Actions for SMFs

Customer’s the Boss; You Face the Risk

The FCA’s Latest Consumer Duty Readiness Questions

What happens on 31 July?

LC Podcast: The FCA’s Use of Data under the Consumer Duty

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