reventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This isn’t just a list of rules that you turn into a process, to be successful in complying with the market abuse regime, you need to understand the regulatory intention and the markets expectation.
Our Types of Market Abuse training pack on some of the current market abuse themes and how FCA is changing its approach. Taking delegates through some of the basics about the different types of abusive behaviours through to some key cases and the precedents they set. It does all the hard work for you enabling you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks. You will take your delegates through some of the basics right through to the practical things that they can do to make sure they meet the FCA requirements and best practice.
Your speaker's notes are written for you as a verbatim script. You simply need to read it out to deliver a quality training event.
Contained within your digital download are:
Speaker notes for every slide
A verbatim script for your trainer to read
Explanations of key regulatory terminology in a business context
Coverage of seminal market abuse prosecutions in the UK
ESMAs review of MAR
Definitions of key terms
A train the trainer session can be booked separately by completing a Training Request.
Types of Market Abuse
This product is a Microsoft PowerPoint Presentation (*.pptx)