Preventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This isn’t just a list of rules that you turn into a process, to be successful in complying with the market abuse regime, you need to understand the regulatory intention and the markets expectation.
Our Market Abuse 101 gives you the introduction your people need about the market abuse regime. Covering all the core elements of the regime, including the regulatory framework that makes up the market abuse regime in the UK.
Our training slide pack does all the hard work for you enabling you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks. You will take your delegates through some of the basics right through to the practical things that they can do to make sure they meet the FCA requirements and best practice.
Your speaker's notes are written for you as a verbatim script. You simply need to read it out to deliver a quality training event.
Contained within your digital download are:
All the slides
Speaker notes for every slide
A verbatim script for your trainer to read
Explanations of key regulatory terminology in a business context
Coverage of the key areas of the market abuse regulations
Definitions of key terms
Reiteration of key messages about basic compliance requirements such as record keeping
A train the trainer session can be booked separately by completing a Training Request.
Market Abuse 101
This product is a Microsoft PowerPoint Presentation (*.pptx)