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The Market Abuse Regulation and FCA’s Disclosure Guidance and Transparency Rules Sourcebook requires firms to have an Insider List. An Insider List should be a single list that can be subdivided. There are prescribed elements to the Insider List. From time to time the FCA may ask for a copy of the Insider List and will expect to receive it within two days of asking.

Using our Insider List Template enables you to implement a consistent data capture across multiple areas so that everyone operates to the same standards. This enables Compliance to own the template whilst the first line, the business, owns and manages their insider lists. It therefore deliberately avoids using regulatory references and explains key regulatory terminology in a business context.


There are notes in cells to explain how to use the cells consistently and to comply with regulatory requirements with drop downs so that you can run a cut of the list for example if you want to identify event-driven entries or review your permanent insiders.


Your digital download includes:

  • Regulatory requirements
  • Best practice
  • Required personal data to capture
  • Required business data to capture
  • Ability to specify precisely who has access to inside information
  • A record of your internal controls
  • Pre-formatted
  • Instructions on how to modify the template for your business
  • Guidance on amending the drop down menu

Insider List Template

Excluding VAT
  • This product is in Microsoft Excel (*.xlsx)

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