STORs are critical for the regulators to identify potetial market abuse. The requirement to notify the regulators applies broadly and the FCA has said that it feels the number of notifications it receives is low which inhibits its ability to prevent financial crime (some market abuse is criminal).

Notifications are made through the FCA Connect system which is only available to those in your firm with a login. This Word document gives you all the fields that FCA Connect requires so you can more easily gather the information you need before entering it into FCA Connect.


Please Get in Touch if you would like this in a Word 97-2003 version.

STOR Submission Template


    regulatory consulting companies     fca compliance procedures     financial services compliance consultants     regulatory compliance consulting firms  skilled person

    ©2020 by Leaman Crellin Limited