This training pack is aimed at existing and new Senior Managers and so is succinct, practical and has places for you to simply insert your own firm's branding and inhouse terminology. It avoids use of regulatory jargon and legal terminology, where that is unavoidable the terms are explained either in the slides or speaker notes.

 

The training covers:

  • Background to the SMCR
  • Where you fit in to the SMCR
  • Key aspects of the Senior Manager Regime
  • Accountability under the Senior Manager Regime
  • Management Responsibility Maps
  • How the regulators assess SMF applications
  • Actions and next steps

 

The slides are in plain background and b