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Bringing You Up to Date

Price £

165

+VAT

Duration

90 minutes

We can run this course inhouse or privately just for you and your colleagues.

 

Please submit a training request to check availability and prices.

About the Course

This training course aims to provide a comprehensive understanding of the key regulatory changes that have occurred over the past decade. The course will help delegates understand the implications of these changes for the banking industry, as well as for their roles as professionals, so bringing them back up to date after a period of absence or following a change in role.

This course brings you up to date by introducing you to the key regulatory changes over the past decade. This course covers disclosure, product governance, European legislation, major scandals, individual accountability, and changes in regulatory approach.

Learning Outcomes

By the end of this training course, delegates will be able to: 

  • Understand the importance of disclosure and transparency and its impact on consumer protection. 

  • Identify the key features of product governance and bans, and its impact on the development and sale of products. 

  • Recognize the major pieces of European legislation that have shaped the industry over the past decade, including MiFID II, GDPR, and PSD2. 

  • Understand the major scandals that have impacted the industry and their implications for the regulatory landscape. 

  • Understand the concept of individual accountability and conduct, and how it has affected the regulatory approach. 

  • Assess the changes to regulatory approach over the past decade, including the shift towards a more principles-based approach, and its implications for the industry. 

  • Develop an understanding of the wider implications of these regulatory changes on the banking industry and the role of the professional in delivering customer-focused services. 

  • Discuss best practices and emerging trends in regulatory compliance and risk management. 

This training course aims to provide banking professionals with the knowledge and skills they need to navigate the changing regulatory landscape and to develop strategies for ensuring compliance with key regulatory requirements.

Course Outline

This comprehensive training course is designed for professionals who need to get back up-to-date with the latest regulatory changes in the industry. 


Over the past decade, there have been significant changes to the regulatory landscape, with important implications for the banking industry and the professionals who work in it. This course covers a range of topics, including disclosure, product governance and bans, major pieces of European legislation such as MiFID II, GDPR, and PSD2, major scandals that have impacted the industry, individual accountability and conduct, and changes to the regulatory approach. 


Delegates will gain a deeper understanding of these key regulatory changes and their impact on the industry, as well as on their own roles. Through a combination of expert presentations, case studies, and group discussions, delegates will learn about best practices and emerging trends in regulatory compliance and risk management. They will also have the opportunity to network with other professionals in the field, sharing their own experiences and learning from others. 


By the end of this training course, delegates will be equipped with the knowledge and skills they need to navigate the changing regulatory landscape and to develop strategies for ensuring compliance with key regulatory requirements. They will be better prepared to meet the challenges of the industry and to deliver customer-focused services that meet the highest standards of regulatory compliance.

Required Knowledge and Skills

The course is suitable for anyone in a firm that is regulated by the PRA or FCA. This course can be adapted so that it specifically addresses individuals working in specific roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.

About Your Trainer

Daiman Baker

Daiman Baker

Daiman has 20 years of experience in London-based investment banks in front office compliance advisory roles and in delivering regulatory change across multiple EU and UK pieces of legislation.

Leveraging his background as a lawyer, Daiman delivers design, implementation, remediation projects, business governance / management structures, SME / regulatory interpretation input, policy and procedure drafting and training.

At Leaman Crellin Daiman focuses on regulatory consulting and training to firms, both TradFi and those operating in the Web3 space.

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