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Item List

FCA Connect

Where will this link take you?

The login page for FCA Connect

Useful Information

This is the portal for making applications and notifying FCA about certain matters

FCA Handbook

Where will this link take you?

Opens up the Handbook on the FCA website

Useful Information

Try time travelling by ticking the box "Show Timeline" on the left hand navigation bar while you are browsing the Handbook

FCA Supervisory Correspondence

Where will this link take you?

Opens up a webpage on FCA website that includes all the portfolio letters issued by the FCA

Useful Information

Portfolio letters are grouped by portfolio type, but they are not listed in any particular order so it can help to CTRL F on the page and key in the search term you are looking for

FCA website

Where will this link take you?

The homepage of FCA's website

Useful Information

FSMA

Where will this link take you?

Opens a page on the Legislation government website containing the Financial Services and Markets Act 2000

Useful Information

If you want to see the current version of FSMA click the blue text on the left hand navigation "Latest available (Revised)". Then click into any of the headings in the index to find the underlying provisions. You can take a pdf of the entire legislation by click Print Options in the grey box towards the centre of your screen, but beware it takes some time to download!

Fee Calculator

Where will this link take you?

The FCA's tool for calculating regulatory fees and levies for your firm

Useful Information

The calculator enables you to obtain an estimate of your regulatory fees and levies

Financial Services Register

Where will this link take you?

The homepage of the financial services register

Useful Information

This site enables you to search for regulated firms and individual's

PRA Glossary

Where will this link take you?

Opens a page on the Bank of England's website with a glossary of terms used in the PRA rulebook

Useful Information

You can filter terms according to your firm type. For example an investment firm can click "Non-CRR Firms" on the left hand navigation to find terms relevant to their business

PRA Rulebook

Where will this link take you?

Opens up the Rulebook on the PRA website

Useful Information

PRA presents its rulebook according to different firm types. Banks are CRR firms, investment firms are Non-CRR firms, insurers will be SII, insurance brokers are non-SII firms,

PRA Website

Where will this link take you?

Opens a page on the Bank of England's website providing information from the PRA

Useful Information

PRA list of banks

Where will this link take you?

Opens a page on the Bank of England's website listing all firms regulated by the PRA

Useful Information

This page includes a link to a pdf list of all the firms regulated by the PRA by firm type e.g. Bank, Building Society, etc

Reg Data

Where will this link take you?

The login page for FCA RegData

Useful Information

This is the portal for submitting data to the FCA, which replaced Gabriel

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