top of page

Between 2017 and 2018 three industry codes were published each replacing elements of the NIPs code. All three have since been recognised by the UK regulators who are encouraging firms to commit to these codes. There are now six industry codes with some form of regulatory backing. What are they are and why would you want to commit to them? ​

This training pack allows you to train your fellow compliance colleagues as well as your front office, sales, trading and dealing desks on each of these codes. Taking delegates through what each of these codes cover through to the benefits of industry codes and tips on implementation.​

Contained within your digital download are:​

  • Pre-formatted slides​

  • Verbatim script for the trainer​

  • Best practice​

  • Implementation tips​

  • Explanations of key terms


The pack should be relatively straightforward for someone outside the UK, and not familiar with the UK regime, to follow and deliver. A train the trainer session can be booked separately by completing a Training Request.

Industry Codes

Excluding VAT
  • This product is a Microsoft PowerPoint Presentation (*.pptx)

bottom of page