This training pack covers best practice, relevant regulations and, roles and responsibilities. It brings together a number of relevant regimes such as transaction reporting, financial crime and, of course market abuse.
This training pack is designed for a compliance office to deliver to their front office. The purpose is for you to show that you are taking STORs seriously and doing the right thing in your firm.
There are clear and succinct speaker notes with guidance for the speaker in coloured font. The training includes practical examples based on real regulatory and compliance advisory experience. It avoids use of regulatory jargon and legal terminology, where that is unavoidable