In January 2020 the FCA said that “Control over outsourcing is a key part of operational resilience”. This How to Guide brings together best practice, relevant regulations and, roles and responsibilities in a practical framework that you can use to self assess your own framework, select sections and turn them into internal procedures or just add your firm details and adopt it as your internal outsourcing policy. The How to Guide explains the relevant regulations such as the CRD, MiFID and of course SYSC.
Our training pack on outsourcing for PRA and FCA, dual, regulated firms' steps through the practical things you can do to make sure you meet the PRA and FCA requirements and best practice. We’ve done It allows you to just drop in links and copies of your own policies and procedures.
Contained within your digital download are :
A verbatim script for the trainer
Additional background notes in square brackets for the speaker for additional sources to answer questions
PRA and FCA requirements
Outsourcing Training for PRA and FCA Regulated Firms
This product is a Microsoft PowerPoint Presentation (*.pptx)