This training on outsourcing for FCA solo regulated firms' steps through the practical things that they can do to make sure they meet the FCA requirements and best practice. It allows you to just drop in links and copies of your own policies and procedures.
The training is aimed at the front office and support functions and presumes limited existing knowledge. It deliberately avoids using regulatory references and explains key regulatory terminology in a business context.
The speaker's notes are written as a verbatim script that you could read word for word. Included are additional background notes in square brackets for the speaker that may want to read around or have additional sources to answer questions.
The slides are in plain background and black and white ready for you to apply your corporate branding. The slides in this training pack include some colourful diagrams and images to make the training more accessible to your audience.
The training covers:
- Key messages
- A real life example
- What is (or is not) outsourcing
- Addressing the requirements before, during and after an outsourcing
- Notification to the FCA
- Useful links and contacts
This training is complementary to the Outsourcing Framework for solo regulated firms.
Slides and speaker notes are fully editable by you with standard MS Office fonts and graphics.
The pack should be relatively straightforward for someone outside the UK, and not familiar with the UK regime, to follow and deliver. A train the trainer session can be booked separately by completing a Training Request.