Preventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This training pack covers the key prosecutions, and why they were key, and how FCA has adapted its approach to market abuse.
This training pack allows you to train your fellow compliance colleagues as well as your front office, sales, trading and dealing desks on some of the current market abuse themes and how FCA is changing its approach. Taking delegates through some of the basics about the different types of abusive behaviours through to some key cases and the precedents they set.
The materials assume no knowledge about the FCA or market abuse. It deliberately avoids using regulatory references and explains key regulatory terminology in a business context so that it is comprehensible to those outside of regulation and compliance.
The speaker's notes are written as a verbatim script you can read word for word and deliver a good quality session.
The slides use basic Microsoft PowerPoint objects and colours that are editable. So you could easily apply your corporate branding or PowerPoint formats. The slides in this masterclass also include some colourful diagrams and images using Microsoft PowerPoint SmartArt to make the training more accessible to your audience.
The training pack comprises 11 slides and covers:
- ESMA review of MAR
- FCA market abuse investigations
- Key enforcement cases
Slides and speaker notes are fully editable by you with standard MS Office fonts and graphics.
The pack should be relatively straightforward for someone outside the UK, and not familiar with the UK regime, to follow and deliver. A train the trainer session can be booked separately by completing a Training Request.
Types of Market Abuse Training Slides and Script
This file is in PowerPoint 97-2003 Presentation (*.ppt) format. It is also available from our store in Microsoft PowerPoint Presentation (*.pptx) format.