It is a regulatory requirement to allocate certain Prescribed Responsibilities to your senior managers and to ensure that you have no gaps but finding all of these and ensuring you haven’t missed any is time consuming as both PRA and FCA have lists of Prescribed Responsibilities in their rules.


This is a complete list of all of the PRA and FCA Prescribed Responsibilities and respective rule references for all firm types.


It is provided in Excel so that you can edit, and filter according to your firm’s requirements.


As with all our templates this has been formatted ready to print and \ or circulate internally. The template is in black and white, and uses Arial font. It is ready for you to apply your corporate branding or just start using.

Prescribed Responsibilities


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