Preventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This isn’t just a list of rules that you turn into a process, to be successful in complying with the market abuse regime, you need to understand the regulatory intention and the markets expectation.
Our Market Abuse Masterclass gives you comprehensive coverage of the market abuse regime. The twelve volumes start with an introductory session and builds up through all the core topics such as information walls, reporting, and surveillance. It even covers some of the more complex areas such as pre-hedging and front running.
Our masterclass does all the hard work for you enabling you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks. You will take your delegates through some of the basics right through to the practical things that they can do to make sure they meet the FCA requirements and best practice.
Your speaker's notes are written for you as a verbatim script. You simply need to read it out to deliver a quality training event.
Contained within your digital download are:
Over 130 slides
Speaker notes for every slide
A verbatim script for your trainer to read
Explanations of key regulatory terminology in a business context
Coverage of 12 key areas of market abuse regulations
Up to date explanations about current themes in market abuse
Definitions of key terms
Reiteration of key messages about basic compliance requirements such as record keeping
A train the trainer session can be booked separately by completing a Training Request.
Market Abuse Masterclass
This product is a Microsoft PowerPoint Presentation (*.pptx)