Preventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This training pack enables you to discuss the fundamentals of market abuse with your front office. It familiarises your audience with the market abuse requirements and what is expected of individuals within your firm.
This Market Abuse Fundamentals training pack provides you with the PowerPoint slides complete with a verbatim script for the trainer.
This training session is aimed at the front office and so is succinct, practical and has places for you to simply insert your own firm's branding and inhouse terminology. It avoids use of regulatory jargon and legal terminology, where that is unavoidable the terms are explained either in the slides or speaker notes.
The training covers:
- How individuals can protect themselves
- The Regulatory Framework
- The Market Abuse Offences
- Some Real Life Examples
- Good Practice
- How to protect your company
The section on real life examples includes 5 enforcement case studies, with explanations of what was particularly egregious in each instance in the speaker notes.
The slides use standard Microsoft PowerPoint formatting and designs. They are ready for you to apply your corporate branding. Slides and speaker notes are fully editable by you with standard MS Office fonts and graphics.
A train the trainer session can be booked separately by completing a Training Request.