This training pack covers best practice, relevant regulations and, roles and responsibilities. It brings together a number of relevant regimes such as transaction reporting, financial crime and, of course market abuse.
This training pack is designed for a compliance office to deliver to their front office. The purpose is for you to show that you are taking STORs seriously and doing the right thing in your firm.
There are clear and succinct speaker notes with guidance for the speaker in coloured font. The training includes practical examples based on real regulatory and compliance advisory experience. It avoids use of regulatory jargon and legal terminology, where that is unavoidable the terms are explained either in the slides or speaker notes.
The training covers:
- Background to STORs
- Main aspects of the Regime
- The report itself and what goes into it
- Examples of reportable behaviour
- Real cases
- Summary and useful links
The pack enables you to apply your own firm's branding and inhouse terminology, using prompts in the speaker notes. The slides are in plain background and black and white, ready for you to apply your corporate branding. Slides and speaker notes are fully editable by you with standard MS Office fonts and graphics.
A train the trainer session can be booked separately by completing a Training Request.