This is an Excel based checklist for assessing proposed Outsourcing by dual regulated firms (PRA and FCA) complete with notes for the person that will oversee the process. It is based on best practice and reflects our Outsourcing How to Guide, which is also available as a digital download and explains how to comply with the PRA and FCA rules on Outsourcing.


There are drop down menu’s included for ease of completion and to reflect best practice standards. We have included instructions on how to amend those drop down menu’s should that prove necessary.


As with all our materials this checklist is formatted ready to print and \ or circulate internally. It has been designed with the assessor in mind, making it practical, succinct, and self explanatory with drop down menu’s for assessors to record their responses.


* Please note that this is exactly the same checklist as included in the framework, the only difference is that one is in Word and this one in Excel. If you buy the framework and want the checklist in Excel please let us know as we won’t charge you twice for the same product.

PRA & FCA Outsourcing Checklist


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