Compliance for New Joiners
It is not always possible, practical, or affordable to hire an experienced professional into your Compliance function. Often we take on less experienced individual's or trainees only to discover that we really do not have time needed to invest in the individual.
The very nature of compliance is becoming more complex, it covers increasingly broad areas, and carries ever greater penalties for getting it wrong. The compliance role ranges from designing processes, to drafting policies and procedures, to advising on specific deals, to reviewing files.
We provide formal training and coaching for your less experienced compliance personnel.
Below are details of the support we can provide. To obtain prices and availability please complete our training request form.