Applying for an entirely new or amendment to your regulatory licence is both exciting and daunting.
The regulator expects your business to be ready to start activities from the point that they authorise you.
This means that you need to have your people trained and up to date with all the rules that apply to your business, as well as having systems and controls in place so that you are compliant from day one.
We provide some key documents that you will find helps support your application and supports you and your team in being ready.
Can't Find What You're Looking For?
If the product you were looking for isn't here. Let us know and we'll consider making it available to buy in the shop. There's no obligation on you either now or in the future.