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Investor Stewardship

Price £




Half day (3 hours)

We can run this course inhouse or privately just for you and your colleagues.


Please submit a training request to check availability and prices.

About the Course

Our Investor Stewardship course equips financial industry professionals with the knowledge and skills necessary to engage in effective investor stewardship.

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Learning Outcomes


  • Define the key principles and frameworks for investor stewardship and identify the regulatory landscape surrounding investor stewardship


  • Explain the importance of investor stewardship and understand ESG issues and their impact on companies


  • Develop an engagement strategy for companies on ESG issues and communicate with companies effectively


  • Analyse successful and unsuccessful case studies of investor stewardship.


  • Evaluate effective strategies, practices, challenges and risks associated with investor stewardship


  • Create a plan for effective investor stewardship

Course Outline

Module 1: Introduction to Investor Stewardship

  • Definition and importance of investor stewardship

  • Key principles and frameworks for investor stewardship

  • The role of investors in promoting sustainable corporate practices

  • Overview of the regulatory landscape and investor expectations

Module 2: Strategies for Engaging with Companies

  • Approaches to engagement, including dialogue, voting, and collaboration with other stakeholders

  • Best practices for effective engagement

  • Understanding company perspectives and motivations

  • Developing an engagement plan

Module 3: Case Studies in Investor Stewardship

  • Review of successful and unsuccessful investor stewardship practices

  • Analysis of key factors contributing to success or failure

  • Implications for future engagement efforts

Module 4: Investor Stewardship and ESG Issues

  • Overview of key ESG issues and their relevance to investor stewardship

  • Approaches to assessing and addressing ESG risks and opportunities

  • Considerations for engagement on ESG issues

Required Knowledge and Skills

The course is suitable for anyone in the banking industry. This course can be adapted so that it specifically addresses individuals working in specific banking roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.

About Your Trainer

Zoe Keen

Zoe Keen

Zoe is a finance professional with in excess of 20 years of Investment Banking Compliance experience, operating across multiple functions including Head of Public Side Advisory, Head of Central Compliance, Certifications, Control Room and Surveillance.

In addition to her deep understanding of UK & international regulation as it applies to investment banks, Zoe’s core areas of strength include senior management engagement, the design, implementation and oversight of governance and risk frameworks, and delivering comprehensive Compliance policies, procedures and training programmes.

At Leaman Crellin Zoe focuses on regulatory consulting and training, with a specialist interest in Environmental, Social and Governance (ESG) and Sustainable Finance.

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